-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZX+TMDtKBctqfGKleK1mOTWwkb8/yxpNpHKPr787P3+0jlm636msknpDBhu7vuo eKonhmtu2N45SqAH00/QzQ== 0001193125-05-026825.txt : 20050211 0001193125-05-026825.hdr.sgml : 20050211 20050211150740 ACCESSION NUMBER: 0001193125-05-026825 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050211 DATE AS OF CHANGE: 20050211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BKF CAPITAL GROUP INC CENTRAL INDEX KEY: 0000009235 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 360767530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-30028 FILM NUMBER: 05597887 BUSINESS ADDRESS: STREET 1: 200 W. MADISON ST. STREET 2: SUITE 3510 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 2123328400 FORMER COMPANY: FORMER CONFORMED NAME: BAKER FENTRESS & CO DATE OF NAME CHANGE: 19970829 FORMER COMPANY: FORMER CONFORMED NAME: BAKER FENTRESS & CO ET AL DATE OF NAME CHANGE: 19940714 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEWBERG BRUCE CENTRAL INDEX KEY: 0001119669 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11601 WILSHRIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3109149293 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

(Amendment No. 4)

 

 

Under the Securities Exchange Act of 1934

 

 

BKF Capital Group, Inc.


(Name of Issuer)

 

Common Stock, par value $1.00 per share


(Title of Class of Securities)

 

 

05548G102


                                (CUSIP Number)                                

 

December 31, 2004


(Date of Event Which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 05548G102

  13G   Page 2 of 5

 

  1.  

Name of Reporting Person

S.S. or I.R.S. Identification No, of Above Person

 

            Newberg Family Trust u/d/t 12/18/90

   
  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  x

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            California

   

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

  5.    Sole Voting Power

 

                6,950


  6.    Shared Voting Power

 

                0


  7.    Sole Dispositive Power

 

                6,950


  8.    Shared Dispositive Power

 

                0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            6,950

   
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

  ¨
11.  

Percent of Class registered by Amount in Row (9)

 

            0.1%

   
12.  

Type of Reporting Person*

 

            OO - Trust

   

 

 


CUSIP No. 05548G102

  13G   Page 3 of 5

 

Item 1.

 

(a)

   Name of Issuer:          
         BKF Capital Group, Inc.          
   

(b)

   Address of Issuer’s Principal Executive Offices:          
         One Rockefeller Plaza, New York, NY 10020          

Item 2.

 

(a)

   Name of Persons Filing:          
         Bruce L. Newberg as Trustee of Newberg Family Trust u/d/t December 18, 1990          
   

(b)

   Address or principal business office or, if none, residence:          
         11601 Wilshire Boulevard, Los Angeles, CA 90025          
   

(c)

   Citizenship:          
         California          
   

(d)

   Title of Class of Securities:          
         Common Stock, $1.00 par value per share          
   

(e)

   CUSIP Number:          
         05548G102          

Item 3.

  If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:     
    (a)    ¨    Broker or Dealer registered under Section 15 of the Act
    (b)    ¨    Bank as defined in section 3(a)(6) of the Act
    (c)    ¨    Insurance Company as defined in section 3(a)(19) of the Act
    (d)    ¨    Investment Company registered under section 8 of the Investment Company Act of 1940
    (e)    ¨    Investment Adviser registered under section 203 of the Investment Advisers Act or under the laws of any State
    (f)    ¨    Employee Benefit Plan, Pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see §240.13d-1(b)(1)(ii)(F)
    (g)    ¨    Parent Holding Company or Control Person, in accordance with §240.13d-1(b)(ii)(G)(Note: See Item 7)
    (h)    ¨    A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act
    (i)    ¨    A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940
    (j)    ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(J)


 

CUSIP No. 05548G102

  13G   Page 4 of 5

 

Item 4.

   Ownership          
     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.          
     Newberg Family Trust u/d/t December 18, 1990          
     (a)    Amount Beneficially Owned: 6,950          
     (b)    Percent of Class: 0.1%          
     (c)    Number of shares as to which such person has:          
          (i)    sole power to vote or to direct the vote: 6,950          
          (ii)    shared power to vote or to direct the vote: 0          
          (iii)    sole power to dispose or to direct the disposition of: 6,950          
          (iv)    shared power to dispose or to direct the disposition of: 0          
                          

Item 5.

   Ownership of Five Percent or Less of a Class     
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x.     

Item 6.

   Ownership of More than Five percent on Behalf of Another Person          
     If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employees benefit plan, pension fund or endowment fund is not required.          
     Not Applicable.          

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
     If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
     Not Applicable.

Item 8.

   Identification and Classification of Members of the Group          
     If a group has filed this schedule pursuant to Rule 240.13d-1(b)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 240.13d-1(d), attach an exhibit stating the identity of each member of the group.          
     Not Applicable.          

Item 9.

   Notice of Dissolution of Group          
     Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security report on will be filed, if required, by members of the group, in their individual capacity.          
     Not Applicable.          

Item 10.

   Certification          
     By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.          


CUSIP No. 05548G102

  13G   Page 5 of 5

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct.

 

Date: February 11, 2005

 

Newberg Family Trust u/d/t 12/18/90
By:  

/s/ Bruce L. Newberg


    Bruce L. Newberg, Trustee
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